Organisation

Australian Securities and Investments Commission

Acronym
ASIC

Items authored

Report

15 Mar 2018

This report provides more detailed guidance to bank and non-bank lenders about compliance with the unfair contract terms laws, as they relate to small business.

Discussion paper

5 Mar 2018

This consultation paper sets out our proposals for two aspects of our oversight role regarding the Australian Financial Complaints Authority (AFCA). It also seeks feedback on whether financial firms need any transitional relief from external dispute resolution disclosure obligations in the lead up to commencement...

Report

15 Feb 2018

This report presents the findings of our surveillance under s912E of the Corporations Act of six credit rating agencies in Australia. The surveillance period was 1 January 2016 to 31 October 2017.

Discussion paper

16 Oct 2017

ASIC is engaging in a consultation process to refine and update the National Financial Literacy Strategy for 2018.

Discussion paper

24 Aug 2017

This consultation paper seeks feedback from insurers, credit providers, car dealers, insurance and finance brokers, consumers, consumer representatives and other interested parties on options for reform to the sale of add-on insurance and warranties through caryard intermediaries.

Items published

Report

15 Mar 2018

This report provides more detailed guidance to bank and non-bank lenders about compliance with the unfair contract terms laws, as they relate to small business.

Discussion paper

5 Mar 2018

This consultation paper sets out our proposals for two aspects of our oversight role regarding the Australian Financial Complaints Authority (AFCA). It also seeks feedback on whether financial firms need any transitional relief from external dispute resolution disclosure obligations in the lead up to commencement...

Report

15 Feb 2018

This report presents the findings of our surveillance under s912E of the Corporations Act of six credit rating agencies in Australia. The surveillance period was 1 January 2016 to 31 October 2017.

Discussion paper

16 Oct 2017

ASIC is engaging in a consultation process to refine and update the National Financial Literacy Strategy for 2018.

Discussion paper

24 Aug 2017

This consultation paper seeks feedback from insurers, credit providers, car dealers, insurance and finance brokers, consumers, consumer representatives and other interested parties on options for reform to the sale of add-on insurance and warranties through caryard intermediaries.

Items associated

Working paper

7 Jul 2016

The net effects of algorithmic and high-frequency traders mask considerable heterogeneity in how they impact institutional transaction costs. Using regulatory data, we analyze the heterogeneity across individual trading accounts. We develop a method to identify subsets of traders causally related to higher institutional transaction costs...

Audio interview

28 Aug 2015

The corporate watchdog ASIC (Australian Securities and Investments Commission) is set for a major overhaul that could see it funded by the very companies it regulates.

In a consultation paper released today, the Australian Securities and Investments Commission, suggests ASIC could be bankrolled according...

Items authored

11

Items published/produced

11

Associated content

2