The Australian Securities and Investments Commission (ASIC) is Australia's integrated corporate, markets, financial services and consumer credit regulator. This audit provides the Parliament with independent assurance regarding probity management at the ASIC.

This report outlines regulatory interventions made by the Australian Securities and Investments Commission between 1 July 2022 and 31 March 2023 in relation to greenwashing concerns.

Recognising the important role of banks in scam prevention, detection and response, ASIC conducted a review of the four major banks' activities in these areas. The review focused on the major banks with the expectation that they should have the most mature and effective policies, processes and practices in relation to scams.

This report provides insights for companies and superannuation trustees when designing programs or frameworks to manage whistleblowing in accordance with the Corporations Act 2001. The good practices identified are scalable and include examples of how executives and directors oversee whistleblower programs.

This corporate plan highlights the work ASIC will be undertaking over the next four years, with an emphasis on regulating product design and distribution, sustainable finance, retirement decision making and technology risks.