Organisation

Australian Securities and Investments Commission

Owning Institution:
Acronym:
ASIC
Report

Good practices for handling whistleblower disclosures

This report provides insights for companies and superannuation trustees when designing programs or frameworks to manage whistleblowing in accordance with the Corporations Act 2001. The good practices identified are scalable and include examples of how executives and directors oversee whistleblower programs.
Strategy

ASIC corporate plan 2022-26: focus 2022-23

This corporate plan highlights the work ASIC will be undertaking over the next four years, with an emphasis on regulating product design and distribution, sustainable finance, retirement decision making and technology risks.
Report

Retail investor research

This report presents the findings of research into Australian retail investors’ motivations, attitudes and behaviours. The results provide a point-in-time snapshot of the period following the onset of the COVID-19 pandemic.
Strategy

ASIC corporate plan 2021–25: focus 2021–22

This corporate plan highlights the work ASIC will be undertaking over the next four years, especially, promoting economic recovery, reducing risk of harm to consumers exposed to poor product governance and design, supporting enhanced cyber resilience and cyber security, and driving industry readiness and compliance...
Report

Counting culture

This report finds that Australian organisations and business enterprises are missing out on important opportunities by failing to effectively measure the degree and breadth of culturally diverse talent.