This paper outlines some early observations by ASIC staff on trading in securities and contracts for difference (CFDs) during the volatility caused by the COVID-19 pandemic (COVID-19 volatility). It was produced to inform our work in managing the impact of the COVID-19 pandemic and is...

This report sets out the Taskforce's observations on director and officer oversight of non‑financial risk. The seven financial services institutions selected for this review are those that many Australians are exposed to, through their personal and business banking, superannuation or insurance, or as shareholders.

This consultation paper seeks feedback on our proposed guidance for entities that must have a whistleblower policy - public companies, large proprietary companies and proprietary companies that are trustees of registrable superannuation entities.

ASIC has provided this update on its planned actions in relation to the recommendations of the report of the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry.

This guide sets out our approach to the approval and oversight of a monitoring body’s compliance scheme and how we expect a scheme to operate on an ongoing basis.