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Organisation

Australian Securities and Investments Commission

Owning Institution:
Acronym:
ASIC
Discussion paper

Oversight of the Australian Financial Complaints Authority - Update to RG 139: consultation paper


This consultation paper sets out our proposals for two aspects of our oversight role regarding the Australian Financial Complaints Authority (AFCA). It also seeks feedback on whether financial firms need any transitional relief from external dispute resolution disclosure obligations in the lead up to commencement of AFCA. We seek the views of interested stakeholders, including...
Report

Surveillance of credit rating agencies


This report presents the findings of our surveillance under s912E of the Corporations Act of six credit rating agencies in Australia. The surveillance period was 1 January 2016 to 31 October 2017.
Discussion paper

National Financial Literacy Strategy consultation 2017: consultation paper


ASIC is engaging in a consultation process to refine and update the National Financial Literacy Strategy for 2018.
Discussion paper

The sale of add-on insurance and warranties through caryard intermediaries - consultation paper


This consultation paper seeks feedback from insurers, credit providers, car dealers, insurance and finance brokers, consumers, consumer representatives and other interested parties on options for reform to the sale of add-on insurance and warranties through caryard intermediaries.
Report

Survey of marketplace lending providers


This report provides an overview of the marketplace lending industry, based on the findings from ASIC’s survey of a limited cross-section of marketplace lending providers in November 2016.

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