Financial system regulation
Alternative labels
Bank regulation
Report
Effectiveness and capability review of the Australian Securities and Investments Commission
This inaugural review assesses ASIC’s effectiveness and capability across strategic prioritisation, planning and decision making, surveillance and licensing. It contains four recommendations which focus on ASIC's data and technology capability, engagement with stakeholders, ability to measure its own effectiveness and capability, and continuing to broaden its mix of skillsets to meet current and future needs...
Strategy
ASIC corporate plan 2022-26: focus 2022-23
This corporate plan highlights the work ASIC will be undertaking over the next four years, with an emphasis on regulating product design and distribution, sustainable finance, retirement decision making and technology risks.
Report
Potential policy responses to de-banking in Australia
De-banking occurs when a bank declines to provide banking services or withdraws banking services from an existing customer. A working group has examined key trends in de-banking and policy options and prepared this report.
Report
Retail investor research
This report presents the findings of research into Australian retail investors’ motivations, attitudes and behaviours. The results provide a point-in-time snapshot of the period following the onset of the COVID-19 pandemic.
Policy report
Blockchain at the frontier: impacts and issues in cross-border co-operation and global governance
Blockchain is an emerging technology which poses a number of novel questions and challenges to existing policy, legal, and regulatory frameworks. This report considers current and emerging uses of blockchain to strengthen beneficial economic ties between countries, including in trade and supply chain transparency, portable credentials for people and organisations, and business financing and capital...